FAQs

These FAQ aim to clarify the scope of the calls, topics and areas within topics. Opinion on the precise content of a draft proposal cannot be provided by the Commission services.
The FAQs are regularly updated.
Please refer also to the general FAQ on Horizon 2020 on the participant portal.

 Disclaimer:  The answers are carefully checked, but they do neither necessarily reflect the opinion of the Commission nor are they a guarantee for successful proposals.

European research infrastructures(104)

General Questions

Which Calls are open to ESFRI project only?

Only one topic, INFRADEV-2-2016, is restricted to projects in the ESFRI roadmap. Another topic of the same call, INFRADEV-3-2016-2017 is open only to ESFRI projects and other world class research infrastructure with in Europe, with established legal structure and international governance.

Can the methodology for costing of large research infrastructure (Art. 6.2.D.4 of the model grant agreement) be used within proposals under this part of the Work Programme?

As specified in the model grant agreement, this option is not applicable for any topics within calls under Part ‘Research Infrastructure’, except for e-Infrastructure topics. See page 22 of the December 2013 model grant agreement.

How do access costs have to be entered in the Part A budget table?

Depending on how trans-national/virtual access costs are calculated, they are entered as follows:

  • Access costs on the basis of unit cost need to be entered in column (G) ‘Special unit costs covering direct and indirect costs’.
  • Access costs on the basis of actual costs need to be entered (excluding the 25% flat-rate indirect cost / overhead) in the appropriate columns:

    • Cost of human effort / direct personnel costs in column (A)
    • Consumables and other direct costs in column (B)
    • Subcontracting costs, if any, in column (C), etc.

    The 25% flat-rate indirect cost is added automatically in column (F).

  • Access costs on the basis of a combination of the two above need to be split into the unit cost and actual cost parts, and these entered as above.

The Integrating Activities call addresses two classes of different communities, ‘Advanced and Starting Communities’. For the latter, the topic description states that “The strongest impact for these communities will be expected typically to arise from a focus on networking, standardisation and establishing a common access procedure, which lay the foundation for well-used trans-national and virtual access provision.” Does a Starting Community need to provide access, describe the peer review procedures to select trans-national access users, etc.?

Indeed, every proposal for an Integrating Activities MUST include Trans-national and/or Virtual Access activities along with Networking and Joint research activities. This is stated in the ‘Scope’ section of the topic description (“All three categories of activities are mandatory as synergistic effects are expected from these different components.” [original emphasis], p. 16 of the Work Programme) and in the box stating the eligibility conditions (p. 24 of the Work Programme). This implies also Starting Communities need to include Access activities. A proposal without any Access activities would be ineligible and therefore would not be evaluated.

Research infrastructures participating in a Starting Community may already be open to external or even trans-national users. Where this is not yet the case, the proposal could describe the peer review procedure in general terms. Moreover, a Networking Activity Work Package may be used to develop and refine it, as well as the access procedure in general, to adapt to the needs of users (see the description of Networking Activities on p.58 of the Work Programme, which includes "joint management of access provision").

Which rules apply to depreciation of durable equipment and capital investment?

Please refer to the Annotated Model Grant Agreement and in particular to article 6.2 and related annotations. There is however and exception to option D.2 of article 6.2 on depreciation costs of equipment, infrastructure or other assets: “for transnational and virtual access to research infrastructure: as an exception, the beneficiaries must not declare such costs (i.e. costs of renting, leasing, purchasing depreciable equipment, infrastructure and other assets) for providing trans-national or virtual access to research infrastructure (see Article 16)”. Please also note that option D.4 (on capitalised and operating costs of ‘large research infrastructure’) of article 6.2 is not applicable for calls under the Work Programme Part ‘European research infrastructures’ other than e-Infrastructure calls.</p>

Under Integrating Activities, which rules for indirect costs apply to travel and subsistence in trans-national access unded under H2020?

The rules on indirect costs have changed significantly compared to FP7. The Horizon 2020 Rules for Participation (RfP) stipulate in Article 29.1: "Indirect eligible costs shall be determined by applying a flat rate of 25 % of the total direct eligible costs, excluding direct eligible costs for subcontracting and the costs of resources made available by third parties which are not used on the premises of the beneficiary, as well as financial support to third parties." Note that the Unit costs for trans-national access costs already include indirect cost (compare RfP Article 29.2 and question 13 above).

Is the exchange of staff between RIs addressed by the ‘Research Infrastructures’ section of the Horizon 2020 Work Programme 2016-2017?

The exchange of personnel between research infrastructures is explicitly mentioned as a possible activity under the calls INFRAIA and EINFRA, as well as for one of the areas under topic INFRASUPP-1-2016.

Complementary to the Research Infrastructures actions, the Marie Skłodowska-Curie action such as the “Research and Innovation Staff Exchange (RISE)” might be considered. Under RISE, the organisations constituting the partnership contribute directly to the implementation of the joint research and innovation activities by seconding and/or hosting eligible staff members. Staff members in RISE are researchers (early-stage researchers and experienced researchers), administrative, managerial and technical staff supporting the research and innovation activities of the project. Only inter-sectorial or international mobility is supported.

Can partners from countries outside the EU participate in our project and receive EC funding?

Please refer to the Guide on Funding of applicants from non-EU countries & international organisations. Regarding the association status of Switzerland, please see the Note on Swiss participation in Horizon 2020.

Are the calls under the “European research infrastructures” part of the Work Programme open to all institutions, or only to ESFRI projects?

Only two topics are restricted to ESFRI projects: INFRADEV-2-2015 and INFRADEV-3-2015. A third one, the “cluster” topic INFRADEV-4-2014/2015, is also mainly addressing the need of ESFRI projects. These should represent the core component of the cluster, but as the topic calls for synergies with other appropriate research infrastructure initiatives, relevant non-ESFRI research infrastructures can of course be part of the consortium.

The description of Topic INFRAIA-1-2014/2015 does state: “Integrating Activities are expected to duly take into account all relevant ESFRI research infrastructures to exploit synergies and to ensure that rationally designed, comprehensive and coherent overall concepts for European Infrastructures are being pursued”. However this is to be interpreted within the context of the overall topic description. This topic is explicitly targeting key national and regional research infrastructures, i.e., non-ESFRI ones. However in some areas, the development of pan-European ESFRI projects implies the setting of common standards, common ICT solutions etc. When appropriate, the Integrating Activities should make use of these results, exploit synergies and ensure interoperability. Depending on what is most suitable to achieve the project goals, this could be achieved either by involving the relevant ESFRI projects in the Consortium or by appropriate networking activities.

Under Integrating Activities, what is the difference between trans-national access and virtual access? Which rules apply for claiming costs for these?

For the definition of the two access categories, please refer to the section “Specific features for research infrastructures, D. Integrating Activities, (ii) Trans-national and/or virtual access activities” on pp. 58-59 of the “European research infrastructures” part of the Work Programme 2014-2015.

Virtual Access means “access to resources needed for research through communication networks without selecting or even identifying the researchers to whom access to resources is provided. Examples of virtual access activities are databases available via Internet, or data deposition services. Only virtual services widely used by the community of European researchers will be supported, therefore the services offered under a project shall be periodically assessed by an external board”. As these services are already freely available, there is no need for a competitive selection of users and therefore no need to set up a selection panel. There is no need to identify users either. However, user identification may still be necessary as part of virtual access when this is subject to specific requirements such as registration, authentication and/or authorisation of users (e.g. for access to sensitive data). Clearly there is no need for users to visit the infrastructure to get access and no need to define a unit of access. The access provider will still need to publicise widely the access offered and set up an external board to periodically assess the services offered, as only virtual services widely used by the community of European researchers will be supported. The assessment report must be provided to the EC together with statistics on the access offered during the project, e.g. quantity, geographical distribution of users and, when possible, information/statistics on scientific outcomes acknowledging the use of the infrastructure (publications, patents, etc.).

Trans-national Access means “To provide 'free of charge' trans-national access to researchers or research teams including from industry to one or more infrastructures among those operated by participants. These access activities should be implemented in a coordinated way such as to improve the overall services available to the research community. Access may be made available to external users, either in person ('handson') or through the provision of remote scientific services, such as the provision of reference materials or samples, the performance of sample analysis or sample deposition. … The selection of researchers or research teams shall be carried out through an independent peer-review evaluation of their research projects.” (pp. 58-59 of the “European research infrastructures” part of the Work Programme 2014-2015.)

Note therefore that access provided through communication networks is not automatically virtual access: if such access requires a competitive selection of the users to be served, it is not “virtual access” but “remote trans-national access”. An example of this would be access to a high-performance computer, where the computing cycles are not unlimited and you need to allocate them competitively. Other cases could include services that need project-specific preparatory work (e.g. anonymisation) to enable access to resources via internet. Remote trans-national access requires the definition of a unit of access, the set-up of a selection panel for the selection of users and all the other obligations specified in the Grant Agreement for trans-national access.

The funding rules are laid down in Article 16 of the Model Grant Agreement. Additional information will be contained in the Annotated Model Grant Agreement (annotations on Article 16 are under preparation).

Note that there have been important changes to the funding rules for trans-national access compared to FP7: “Access costs can be supported through the reimbursement of the eligible costs specifically incurred for providing access to the research teams selected for support under the project, or on the basis of unit costs calculated according to the methodology indicated in the Commission Decision C(2013)8199. In the latter case the access costs will be calculated multiplying the unit cost by the quantity of access provided under the grant. The cost of the unit of access to the infrastructure, the unit cost, shall then be indicated in the proposal. A combination of the two methods mentioned above will also be possible.” (footnote 44 on p. 59 of the “European research infrastructures” part of the Work Programme 2014-2015). The relevant sections of the Commission Decision on the use of Unit costs10 are now available on the Participant Portal.

Note also that “a unit of access to the infrastructure shall be identified and precisely defined in the Grant Agreement” to satisfy the reporting requirements (p. 59 of the “European research infrastructures” part of the Work Programme 2014-2015) even if trans-national access costs are to be reimbursed exclusively as direct costs.

In INFRAIA-03-2020, is there a maximum percentage of the total number of TA that can be provided with EU Funds?

In general no, there is not.
But:
* if it is a Starting Community, the EC does not ecpect the project to have overwhelming amounts of access (the idea being that a consortium has "internal" work to do to integrate the community and collaborating infrastructures before they can roll out access on a larger scale).
* the amount has to make sense in different aspects (overall in the field of science; with respect to the other project activities; with respect of the capabilities of the installations providing access)

The Integrating Activities call addresses “'Advanced Communities' whose research infrastructures show an advanced degree of coordination and networking at present, in particular, through Integrating Activities awarded under previous Framework Programmes. The strongest impact for these communities will be expected typically to arise from focusing on innovation aspects and on widening trans-national and virtual access provision.” Does this mean that it is assumed that networking activities are considered to have already exhausted their role in the previous IA and that the strongest impact is indeed expected from innovation actions, read Joint Research Activities?

“Innovation aspects” do not automatically equate to “innovation actions” or “Joint Research Activities”. For further guidance, please consider in detail the statements on innovation in text of the call, in particular:

  • The “scope” section of the IA call on p. 15: “Integrating Activities in particular should contribute to fostering the potential for innovation, including social innovation, of research infrastructures by reinforcing the partnership with industry, through e.g. transfer of knowledge and other dissemination activities, activities to promote the use of research infrastructures by industrial researchers, involvement of industrial associations in consortia or in advisory bodies.”
  • The “expected impact” section on p. 22: “Innovation is fostered through a reinforced partnership of research organisations with industry.”

“Industry” can be interpreted as all industry including small and medium-sized enterprises (SMEs). It is up to the proposers to determine which kind of activity within a project and consortium would be best suited to make such a contribution and to achieve the desired impact, including on innovation aspects. It should be kept in mind also that Integrating Activities as before need to include all three kinds of activities: Joint Research, Networking, Trans-national/Virtual Access.

There are management costs associated with each of the Work Packages that are incurred not only by the coordinator, but also by various other partners. Do all these management costs have to be included in the management Work Package?

The Management Work Package should include only the overall project management tasks, including relations with and reporting to the EC. The internal management of each individual Work Package (including the reporting to the coordinator) is done, and therefore charged, within the Work Package itself.

For diciding if the 325k€ limit for EU-contribution per partner - excluding flat rates has been reached (where Certificates on Financial Statements - CFS have to be priveded) do access costs based on the Unit Costs model have to be included?

Unit costs for TNA are excluded as only the unit costs for personnel and for internal invoices must be considered on the EUR 325 000. See the annotation below in the MGA:
“Such a certificate is needed if the beneficiary/linked third party requests a total financial contribution of EUR 325 000 (or more) as reimbursement for actual costs and unit costs calculated according to its usual accounting practices (average personnel costs and costs for internally invoiced goods and services). This means that costs based on lump sums, flat-rates (e.g. indirect costs) or unit costs (other than those for personnel costs and costs for internally invoiced goods and services calculated according to the beneficiary’s usual cost accounting practices) are NOT counted for the EUR 325 000 threshold (and do not need to be covered by the certificate).”

Is it possible to change the consortium for a starting community between the outline proposal at stage 1 and the full proposal (if shortlisted)? 

On the timescale of a year between applications there could be changes in the relevant groups. A slight change of the consortium, e.g. the absence of one or two of the partners that had been mentioned at stage 1 and even the change of the coordinator, are acceptable. In contrast, the change of the conceptual basis, of objectives, methodologies etc. are not acceptable.

We have a great many of partners (access providers) that we wish to include in our IA project. Can we include some of them with a third party mechanism, and will their TA costs be reimbursed by the project?

An access provider can be either a beneficiary or a linked third party (reminder:  a linked third party must have, with one of the beneficiaries, a legal relationship that is wider than the GA itself). The access costs will be reimbursed in the same way for both.

Linked third parties will all have to produce an access cost calculation sheet (or more than one sheet if they have more than an installation)  and they will all have to report the access costs on their financial tables according to the method chosen for reporting their access costs (unit cost, actual costs, or combination). If, however, the third party provides only resources to the beneficiary (e.g. data, use of a site, …) without directly carrying out any task of the project, in particular without directly providing access to the selected users, then the third party could be included in the project as third party providing in-kind contribution either against payment (art. 11 of the Model Grant Agreement) or free of charge (art. 12 of the MGA). This type of third party does not need to fill administrative and financial forms at Grant preparation Phase or to directly submit financial forms at the reporting time. Third parties providing in-kind contribution must be mentioned (with their role and indicative budget) under the specific section in part B of the proposal and of the grant. Their costs that are needed in order for the beneficiary to provide access will be reported in the access cost calculation sheet (and in the financial forms) of the beneficiary and can be charged to the grant.

Can researchers hosted by an institution that is partner in an IA project profit from the Transnational Access (TA) to partner institutions, or are they excluded from TA to project beneficiaries?

The MGA (model grant agreement) does not explicitly prevent any researcher working for a beneficiary from applying for access under the grant, provided that the requested access is for an infrastructure located in a different country from where the researcher works and that this request is evaluated on the same competitive ground than the other requests  (no privileged treatment).

In brief, provision of access to consortium members is possible, but it should not be at all the rule. If an IA grant serves only its consortium, this means that it has not been able to sufficiently open its infrastructures to the concerned scientific community and therefore it has missed one of the main objectives of an IA

For full proposals the set of completed tables, one per installation offering trans-national or virtual access, as appropriate, must be uploaded through the submission system as a separate pdf document.

Where should the completed set of tables (pdf) for VA/TA access provision costs be uploaded in the proposal?

The access cost calculation forms should be enclosed in the pdf file “Technical Annex Section 4-5” at the end of Part B, after section 5.

What are the timelines after submission of proposals?

The time for notification and signature of the GA is 8 months from call deadline (not 5 + 3 anymore).

RESEARCH INFRASTRUCTURES WP 2018-2020: General Questions

Are there RI-relevant calls in other thematics?

Yes, there are calls relevant to RIs under other parts of the Horizon 2020 Work Programme. For example the contribution of European RIs and use of their services and data are explicitly encouraged under several Societal Challenges such as “Health, demographic change and wellbeing”, “Climate action, environment, resource efficiency and raw materials” or “Food security, sustainable agriculture and forestry, marine, maritime and inland water research and the bioeconomy”. Other calls under other parts of Horizon 2020 might be relevant as well although not explicitly mentioned.

Is the Data Management Plan (DMP) a deliverable or part of the proposal?

As stipulated under Article 29.3 of the Horizon 2020 Model Grant Agreement , grant beneficiaries will engage in research data sharing by default, including the creation of a Data Management Plan. If relevant, the proposal should give information on how the participants will manage the digital research data generated and/or collected during the project in order to maximize the impact. Unless the applicants “opt out” of the Open Research Data Pilot they must draw up a more detailed data management plan as a deliverable (typically within the first 6 months of the project implementation). The data management plan should be updated (and become more precise) as the project evolves, at least as part of the mid-term review (if any) and at the end of the project. See general annex L of the Work Programme.

RESEARCH INFRASTRUCTURES WP 2018-2020: INFRADEV

INFRADEV-02-2019-2020: Preparatory phase of new ESFRI projects. Is funding foreseen for research activities?

The main objective of this topic is to bring the project to its implementation phase showing an appropriate level of legal, financial and technical maturity requested for the implementation of the research Infrastructures identified in the ESFRI roadmap. The type of action is “coordination and support action” therefore, no funding  is foreseen for the research activities. The list of foreseen activities are reported in the  the section “Specific features for Research Infrastructures” of the Work Programme.

INFRADEV-03-2018-2019: Individual support to ESFRI and other world-class research infrastructures. What are the eligibility rules for entities applying to this topic?

Entities should have an "established governance and legal structure, notably on the basis of the European Research Infrastructure Consortium (ERIC) or any other suitable structure with international membership".

INFRADEV-03-2018-2019. Can partners that are not part of the research infrastructure participate in this topic?

Yes, it is possible. Entities that provide external expertise and resources needed to carry out the tasks and not present in the research infrastructure should join as beneficiary.

INFRADEV-03-2018-2019. Can  transnational access be provided?

Yes, if deemed necessary: it is one of the activities listed in the section “Specific features for Research Infrastructures” of the Work Programme for this specific topic: "limited pilots of trans-national access provision to research communities following the rules specified for integrating activities, in order to test reliability, increase user trust and widen the user base".

INFRADEV-03-2018-2019. What is the exact meaning of Long Term Sustainability?

In line with the OECD it can be defined as the capacity for a research infrastructure to remain operative, effective and competitive over its expected lifetime. Please refer to the document “Sustainable European Research Infrastructures – A call for action” published in 2017 by the EC. (http://ec.europa.eu/research/infrastructures/pdf/ri_policy_swd-infrastructures_2017.pdf).

INFRADEV-03-2018-2019. What is the definition of “other world-class research infrastructures” (OWRI)?

Although there is no formal definition it is expected that OWRI have their own legal structure, are of clear European interest, can attract researchers world-wide and typically are operated by more than one country.

RESEARCH INFRASTRUCTURES WP 2018-2020: INFRAEOSC

Is the signature of the EOSC declaration a prerequisite for participating in the calls?

No, there is no obligation to sign the EOSC declaration.

INFRAEOSC-01-2018. Access to commercial services through the EOSC hub. And INFRAEOSC-02-2019. Prototyping new innovative services. What is the difference between these two topics concerning service provision?

INFRAEOSC-01 has the aim to gather the needs of the users, develop a mechanism how to acquire these services and launch a procurement action for external providers. One proposal is expected. INFRAEOSC-02, on the other hand, should develop services that fill the missing gap, connect new services and bring them to TRL 8. Several proposals are expected.

INFRAEOSC-04-2018. Connecting ESFRI infrastructures through Cluster projects. What are the key features of this topic?

The ultimate goal is to connect the RIs identified in the ESFRI roadmap to the EOSC.

INFRAEOSC-04-2018. Connecting ESFRI infrastructures through Cluster projects. Is the participation restricted to ESFRI partners?

Any legal entity can be part of the project as long as its expertise and resources are needed to carry out the action. Please note that a given ESFRI Landmark or Project should participate in only one thematic cluster.

For INFRAIA-02-2020, should the proposers refer to the preliminary work done in the design phase of a new RI as a starting point?

Proposers should refer to work already done (like e.g. design studies etc.) if there is any. This is true for (H2020) funded and non-funded (or funded by other sources) work related to the proposed RI. But experience shows that Starting Communities sometimes have no relevant activities of the past to build upon. That could in theory weaken their case, but not necessarily (i.e. they have to show their capability to integrate a community and that is easier to prove with pre-activities).

RESEARCH INFRASTRUCTURES WP 2018-2020: INFRAIA

 

In the framework of INFRAIA-02-2020 the RIs can provide access to SMES and Industries?

yes, if they follow the same rules as scientists (open access publications etc.) and they are choosen merit based.
See AMGA Article 16 (https://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/..., page 163)

Part D of the section “Specific features for Research Infrastructures” in the 2018-2020 Research Infrastructures Work Programme states: “You are advised to include a distinct work package on (…) innovation”. Does this refer to the concept of  “innovation management” (connected with the Exploitation, IP, etc) or is connected to the “technological innovation”

It is about the Exploitation aspects in the project. This is the same as technological innovation more often than not, but it might be about some other generated IP (out of the JRA usually).

Are data produced by external users part of the Open Data Policy?

Article 16 (Provision of trans-national or virtual access to research infrastructure) of the Model Grant Agreement (MGA) identifies four articles: 35, 36, 38 and 46, for which the access provider must ensure that the related obligations also apply to users. Article 29 on Open access to scientific publications and to research data is not one of them. Therefore these provisions do not mandatorily apply to users. As a consequence costs for publishing in open access (gold publishing) papers produced by external TA users are not eligible costs under a Horizon 2020 RI grant.

What is the difference between remote transnational access and virtual access?

Virtual access is for on-line services that can used by an unlimited number of users with no physical limitation on access (e.g. a webpage), whereas remote transnational access is for limited resources accessible without the need to go to the installation (on-line or batch services). Users must be selected and therefore identified in the latter case. See specific features for research infrastructures in the Work Programme, section D on Integrating Activities.

RESEARCH INFRASTRUCTURES WP 2018-2020: INFRAEDI

INFRAEDI-01-2018: Pan-European High Performance Computing infrastructure and services (PRACE). How many projects are expected for this topic?

One project is expected to support the new agreement of PRACE.

RESEARCH INFRASTRUCTURES WP 2018-2020: INFRASUPP

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures. Are project partners from 3rd countries required for all INFRASUPP sub-topics?

Participation of appropriate third country partners is encouraged for the sub-topics related to CELAC, Russia, and SESAME. For the other topics, they are not particularly relevant.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures. (b2) International visibility of European Research Infrastructures. Does it make sense for an INFRAIA project to participate in the call, in order to increase their visibility?

The aim of the topic is to increase the general visibility of European RI in all scientific domains at the international level, in line with the international cooperation priority of the EU. Proposal should build on the landscaping exercises from ESFRI and the RISCAPE project.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures. (b2) International visibility of European Research Infrastructures. Is the call related to the needs of starting or advanced communities?

No. The call is not thematically oriented and does not address the needs of a particular community. In particular starting communities are not targeted. But also advanced communities should seek other funding sources for thematic activities.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures. (b3) Catalogue of research infrastructure services. Is the project expected to cooperate with eInfraCentral, the gateway to European e-Infrastructure services?

The resulting project should build on and collaborate with the managers of the EOSC catalogue. However, the main objective of the new project is to prepare a catalogue for physical services, not for digital ones.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures.(c) Research and Innovation actions for the 2019 deadline. Does this sub-topic focus on the EU-Russia cooperation in the ambit of the Russian Megascience Projects?

The EU-Russia cooperation in the context of the Russian Megascience Projects is one of the main objectives of this sub-topic. It should be noted that the project IGNITOR, one of the six Megascience Projects, is excluded because it can only be addressed in the context of EURATOM.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures.(c) Research and Innovation actions for the 2019 deadline. Is this sub-topic restricted to projects in the field of fundamental physics?

The Megascience Projects are in the domain of fundamental physics. However the project can support other activities (see point ii. and iii.) that could cover other scientific domains.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures.(c) Research and Innovation actions for the 2019 deadline. What is the support for European researchers?

The travel and subsistence costs of European researchers accessing Russian research infrastructures can be funded by the project. The Russian side is expected to support users in accessing and using the European RI.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures. (d) Coordination and Support actions for the 2019 deadline. Is this sub-topic open to countries with no current bilateral cooperation?

The call is not restricted to countries with an existing bilateral cooperation. As many countries as possible should participate.

INFRASUPP-01-2018-2019: Policy and international cooperation measures for research infrastructures. (d) Coordination and Support actions for the 2019 deadline.Is this sub-topic
restricted to specific scientific domains?

The sub-topic is not limited to specific domains. However, the cooperation should take place in fields addressed in a structured Landscape Analysis, even if there is no coherent image of it yet on a continental scale.


RESEARCH INFRASTRUCTURES WP 2016-2017: INFRADEV

INFRADEV-03-2016-2017. INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities: Access Costs: is it possible to move from Unit Costs to Actual Costs if the UC during the proposal phase was calculated without any concrete evidence as the facility was still under construction?

Yes. This must be done during the Grant Agreement Preparation with the EC.

INFRADEV-01-2017. Design Studies. A project from the humanities will not have the drafting of concepts, architecture and engineering plans for the construction and plans to coherently integrate the new infrastructure into the European landscape. Can they still apply?

 
As very likely an RI in humanities will not be a “hard” RI, we do not expect engineering plans for the construction, if they are not relevant. However the concept, architecture (how it will be organised and which will be the key components) as well as the integration in the EU landscape (identifying the GAP that they will cover and that is not yet covered by an existing pan-European RI and how they will relate with other relevant RIs in the European landscape) should be developed in the proposal. The proposer still has 6 months to develop the requested concepts and plans.

INFRADEV-03-2016-2017. Does this call target ONE infrastructure only, or can different infrastructures be partners in the consortium?

This topic targets the long term sustainability (LTS) of individual pan-European research infrastructures. It doesn’t target consortia including more than one infrastructure.
However, there is no limitation in the number and type of applicants in the proposal, provided that all of them contribute and have a specific role in ensuring the LTS of the targeted RI. Therefore, additional partners which play complementary roles to foster the sustainability of the targeted individual RI can join the consortium.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. Access Costs: is it possible to move from Unit Costs to Actual Costs if the UC during the proposal phase was calculated without any concrete evidence as the facility was still under construction?

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Yes. This must be done during the Grant Agreement Preparation with the EC.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. What is the definition of "free of charge"?

It means free of charge for the users. The infrastructure costs occurred for the provision of access to the users is reimbursed by the EC.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. Can researchers from SMEs be supported for their TNA?

Researchers working for SMEs can apply for access as any other researcher. If successful they can be supported by the EU in their access to research infrastructures even if they are not allowed to disseminate the results of the research carried out on the infrastructure. In addition, as indicated in the work programme, each integrating activity proposal is invited to reinforce partnership with industry, including SMEs, by for example, outreach and dissemination activities, transfer of knowledge and activities to foster the use of research infrastructures by industrial researchers. 

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. Can you restrict the access to facilities?

Yes. Further selection conditions can be added in the Grant. However, restrictions have to be justified by the consortium and approved by the EC.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. How can virtual access provided by countries not receiving EU funding be reimbursed?

For virtual access the eligibility for funding of third country beneficiaries follows the general rules, i.e. for beneficiaries from countries not automatically eligible for EU support funding will be provided if the participation is deemed essential for carrying out the action.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. Is there a limitation in the number of user groups from third countries allowed to get transnational access?

The limitation is on the amount of access provided not on the number of user groups. Max. 20% of the access can be provided to user teams with a majority of users working in third countries.

INFRADEV-03-2016-2017, Individual support to ESFRI and other world-class research infrastructures: In the Section "Specific features for Research infrastructure, B. Individual support to ESFRI and other world-class research infrastructures", the conditions related to combined support with ESIF are described. Where can information relevant to ESIF be found?

Please refer to the guide "Enabling synergies between European Structural and Investment Funds, Horizon 2020 and other research, innovation and competitiveness-related Union programmes"  for generic information.

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a.The S3 Platform - Eye@RIS3 - assists EU countries and regions to develop, implement and review their Research and Innovation Strategies for Smart Specialisation (RIS3). The Eye@RIS3 is an interactive online tool and database, intended to help strategy development rather than a source of statistical data
b.As Member States are responsible for managing programmes that are supported by Cohesion Policy, it is advised to contact the relevant managing authority.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. INFRADEV3-03-2016-2017. Open data: Is it possible that the “opting out” applies only to one WP (e.g. the one dealing with SMEs)?

The Model Grant Agreement indicates that, as an exception, the beneficiaries do not have to ensure open access to specific parts of their research data if the achievement of the action's main objective, as described in Annex I, would be jeopardised by making those specific parts of the research data openly accessible. In this case, the data management plan must contain the reasons for not giving access.

INFRADEV-03-2016: In case there are “observer countries” that are non-formally part of an ERIC, but are providing in kind contribution to it, can these countries join the Consortium that is willing to apply?

Yes. The proposal consortium doesn't have to match the membership of the ERIC. The proposals should include all and only the participants needed to carry out the foreseen activities and to achieve its objectives, in particular the long term sustainability of the RI.

INFRADEV-04-2016, European Open Science Cloud for Research: Why is this not an EINFRA-Call?

The need for a cloud-like infrastructure for research emerged from the Science 2.0 consultation. This need will be addressed by the E-INFRA call too (see topic INFRA-12-2017), however the topic included in the RTD part aims to foster the involvement of the scientific communities and to ensure that their specific needs are properly addressed.


RESEARCH INFRASTRUCTURES WP 2016-2017: INFRAIA

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: How and up to which level should the regional infrastructures be involved in the Integrated activities ?

National and Regional research infrastructures addressed by this call must be of European interest. The Call aims to address the following specific challenge: “European researchers need effective and convenient access to the best research infrastructures in order to conduct research for the advancement of knowledge and technology. The aim of this action is to bring together, integrate on European scale, and open up key national and regional research infrastructures to all European researchers, from both academia and industry, ensuring their optimal use and joint development.”
Furthermore “As the scope of an integrating activity is to ensure coordination and integration between all the key European infrastructures in a given field and to avoid duplication of effort, at most one proposal per area is expected to be funded.”
In this context, experts will be asked in particular to assess and compare between proposals the expected impact as described in the WP for the INFRAIA topic. Integrating activities are open to regional infrastructures of European interest if they are relevant for the scope of the proposal. The structuring impact on the European Research Area (ERA) remains essential, therefore the European scale is essential.
TAGS: INFRAIA-01-2016-2017; INFRAIA-02-2017, Regional research infrastructures.

INFRAIA-01-2016-2017 & INFRAIA-02-2017, Integrating Activities: How to determine whether a consortium is a Starting Community or an Advanced one?

According to the Definition: "A starting Community has never been supported for the Integration of its infrastructures under FP7, H2020…".  There is no other definition or measure. The external experts, before evaluating a proposal, will assess whether the content of a proposal "corresponds, wholly or in part, to the topic/contest description for which it is submitted". They will be provided with the list of all the communities supported in the past through an Integrating Activity  grant.  A proposal involving exactly the same type(s) of infrastructures (e.g. marine biological stations or particle accelerators or RIs for art restauration) already supported under an FP7 or Horizon 2020 Integrating Activity would not be eligible. In other cases, for example a combination of starting and advanced Communities applying for the integration of their infrastructures, the proposal could be eligible. In any cases applicants are reminded that the experts will assess, among others, pertinence of objectives, soundness of the concept, the extent to which the proposed work is beyond the state of the art (Award criteria "Excellence"), as well as the extent to which the outputs of the project would contribute to each of the expected impacts mentioned in the work programme under the this topic (Award criteria "Impact").

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: How do access costs have to be entered in the Part A budget table?

 


Depending on how trans-national/virtual access costs are calculated, they are entered as follows:

 1.Access costs on the basis of unit cost need to be entered in column (G) ‘Special unit costs covering direct and indirect costs’.

 2.Access costs on the basis of actual costs need to be entered (excluding the 25% flat-rate indirect cost / overhead) in the appropriate columns:

 a.Cost of human effort / direct personnel costs in column (A)

 b.Consumables and other direct costs in column (B)

 c.Subcontracting costs, if any, in column (C), etc.

The 25% flat-rate indirect cost is added automatically in column (F).

3.Access costs on the basis of a combination of the two above need to be split into the unit cost and actual cost parts, and these entered as specified above.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. Virtual Access activities: How the services offered will be evaluated by the external board?

According to the H2020 General model grant agreement   "The virtual access services must be assessed periodically by a board composed of international experts in the field, at least half of whom must be independent from the beneficiaries" (art. 16.2 Rules for providing virtual access to research infrastructure) and "The reports must detail the access activity, with statistics on the virtual access provided in the period, including quantity, geographical distribution of users and, whenever possible, information/statistics on scientific outcomes (publications, patents, etc.) acknowledging the use of the infrastructure." (art. 20.3 Periodic reports — Requests for interim payments).
The assessment should take into account the level of use of the infrastructure with respect to the size of the targeted user community as well as the appreciation of users. To help the external board, the project will provide appropriate data (e.g. number of downloaded data sets, number of users downloading data or visiting the web site, country of origin etc.). It might also plan user questionnaires for direct feedback on the services.

INFRAIA-01-2016-2017 Integrating activities. Eligibility criteria for Advances Communities: a consortium is not obliged to have the same beneficiaries of previous FP7 or H2020 grants to apply as an advanced community as long as the consortium is able to demonstrate the necessary level of coordination and networking. Are there any technical or formal restrictions as from which prior sources of funding an existing consortium (or parts of it) have been employed before?

The text defines advances communities as communities “whose research infrastructures show an advanced degree of coordination and networking at present, attained, in particular, through Integrating Activities awarded under FP7 or previous Horizon 2020 calls” while starting communities as communities
“never been supported for the integration of its infrastructures under FP7 or Horizon 2020 calls, in particular within an integrating activity”
Therefore an advanced community is a community that has in the past been supported for the integration of its research infrastructures, not just for the networking and integration of this specific community. This type of action, i.e. integration/coordination/networking of research infrastructures has been mainly funded under the Research Infrastructures action of the various FP, therefore our multi annual plan, identifying the communities to be invited under each call, is based on the communities funded in the past under our actions (clearly excluding the ones which are already integrated under a pan-European legal form such as the ESFRI research infrastructures). If however a community can demonstrate that it has been specifically supported for the integration of its research infrastructures under another FP or even EU action and has attained through this funding an advanced level of coordination of its RI, it could apply to one of the invited advanced community areas. However, as the main objective of an integrating activity is the integration of a specific research infrastructure service at EU level, we do not expect competing proposals for the same area. Therefore, all the relevant infrastructures in that area should make an effort to integrate under a same proposal, taking into account that there is always a reference community for each of the invited areas.
Please note also that only key research infrastructures, for that area should be involved as access providers in a proposal, not all the national and regional infrastructures of the community.

INFRAIA-01-2016-2017: Integrating Activities for Advanced Communities: Do all proposals for Advanced Integrating Activities exclusively have to be based on previously funded Activities? The definition seems to strongly point in this direction, but does not explicitly say so: „…an advanced degree of coordination and networking at present, attained, in particular, through Integrating Activities awarded under FP7 or previous Horizon 2020 calls.“ We would be grateful for a clarifying statement by the COM.

The areas do not refer to specific past Integrating Activities and therefore leave fully open which consortium and RIs can apply to the topic. Depending on the level of integration achieved by past initiatives and projects, and the extent to which these were actually involving the key European infrastructures, the consortium might, or might partially, or, very rarely, might not be based on former consortia. However in all cases the proposal should demonstrate that the work proposed is beyond the state-of-the-art, that it takes into account the outcome of all relevant projects and initiatives and, when appropriate, builds on their results. In addition as the scope of an IA is to integrate the RI services at EU level, we do not expect competing proposals within the same area. Therefore all the relevant RIs in the field should make an effort to integrate under the same proposal.

INFRAIA-02-2017: Integrating Activities for Starting Communities: The WP defines following requirement for Starting communities: "Integrating activities for starting communities range across all areas of science and technology. Proposals should not restrict their services to too narrow research fields and should address the wider scientific communities, even multidisciplinary ones, which can be served by the involved sets of research infrastructures." This is distinctly different than in the case of Advanced communities which should operate "in a given field". The question is how strictly this requirement will be taken during the evaluation.

Both topics refer exactly with the same wording to "a given field". It is not expected that one community is more or less multidisciplinary. However, starting communities do not have the same experience of the integrating activity instrument and, based on past FP7 and Horizon 2020 calls as well as the prior consultation for possible topics in 2012-2013, it was felt useful to highlight this point further for starting communities. In particular it is not expected to receive several proposals from a similar group of infrastructures just targeting different very restricted research fields. 

INFRAIA-02-2017: Integrating Activities for Starting Communities: The WP states on page 15: "An Integrating Activity will mobilise a comprehensive consortium of several key research infrastructures ... from different Member States, Associated Countries and other third countries" and later on the same page "Access should be provided only to key research infrastructures of European interest, i.e., those infrastructures able to attract significant numbers of users from countries other than the country where they are located." The latter Statement seems to be contradictory to the first one.

They are not contradictory sentences as the latter refers only to the research infrastructures involved in a proposal as access providers. Indeed Research infrastructures can be involved in an integrating activity in different ways: as external partners invited/associated to some of the networking activities, as beneficiaries contributing to (tasks within) work packages and as beneficiaries offering access (access providers). With regards to the two last categories, experience shows that the involvement of all RI beneficiaries  in trans-national access activities is not necessary nor beneficial, and an optimised implementation and impact will be achieved by an appropriate selection of the most attractive and complementary RIs.

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities - Which rules for indirect costs apply to travel and subsistence in trans-national access?

The rules on indirect costs have changed significantly compared to FP7. The Horizon 2020 Rules for Participation (RfP) [ ] stipulate in Article 29.1: "Indirect eligible costs shall be determined by applying a flat rate of 25 % of the total direct eligible costs, excluding direct eligible costs for subcontracting and the costs of resources made available by third parties which are not used on the premises of the beneficiary, as well as financial support to third parties." Note that the Unit costs for trans-national access costs already include indirect cost.

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: Can the same organisation submit proposals at the same time under the same call topic, or under one more than one area and/or domain listed in the call INFRAIA-01-2016/2017; and hence be part of two different  consortia either within the same call topic, or (in the case of INFRAIA-02-2016/2017) within one or several areas? In case of restrictions, do they apply at entity or department level?

Yes. The same organisation can participate in more than one proposal under the same call topic; there is no restriction on eligibility. Obviously, participants involved in several proposals under the same topic, or the same area, will be competing against themselves.

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: The WP says on p.16 and 24: "Integrating Activities are expected to duly take into account all relevant ESFRI and other world-class research infrastructures to exploit synergies..." What does it practically mean "take into account"? As a partner? Other connections?

INFRAIA topics are explicitly targeting key national and regional research infrastructures of European interest. However, as the development of pan-European ESFRI projects often implies the setting of common standards, common ICT solutions etc., the Integrating Activities should when appropriate make use of these results, exploit synergies and ensure interoperability. Depending on what is most suitable to achieve the project goals, this could be achieved either by involving the relevant ESFRI projects in the Consortium or by appropriate networking activities.

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: The WP says on p.14-15 and 23: "An Integrating Activity will mobilise a comprehensive consortium of several key research infrastructures in a given field as well as other stakeholders [...] and other third countries when appropriate, in particular when they offer complementary or more advanced services than those available in Europe." Does it mean that European researchers will be allowed through the Transnational Access to visit non-European RIs "when they offer more advanced services"?

European researchers are allowed to access any infrastructure offered for trans-national access by the project, including when the access providers are from third countries. However, the action is targeting research infrastructures of European interest, therefore trans-national access is not expected to be offered  to third country infrastructures offering the same services as those already available in the EU and the Associated Countries.

INFRAIA-02-2017 Integrating Activities, The Integrating Activities call addresses two classes of different communities, ‘Advanced and Starting Communities’. For the latter, the topic description states that “The strongest impact for these communities will be expected typically to arise from a focus on networking, standardisation and establishing a common access procedure, which lay the foundation for well-used trans-national and virtual access provision.” Does a Starting Community need to provide access, describe the peer review procedures to select trans-national access users, etc.?

 
Indeed, every proposal for an Integrating Activity MUST include Trans-national and/or Virtual Access activities along with Networking and Joint research activities. This is stated in the ‘Scope’ section of the topic description (“All three categories of activities are mandatory as synergistic effects are expected from these different components.”) and in the box stating the eligibility conditions ("Given the specific nature of this topic, specific eligibility conditions, in addition to the standard eligibility conditions for Research and Innovation Action, apply: all the three types of activities: networking, access and joint research activities shall be included in the proposal"). Therefore also Starting Communities need to include Access activities. A proposal without any Access activities would be ineligible and therefore would not be evaluated.
A proposal needs to describe the peer review procedure, even in general terms, and, if necessary, can use a Networking Activity Work Package to develop and refine it, as well as the access procedure in general, to adapt to the needs of users (see the description of Networking Activities on p. 75 of the Work Programme, which includes "joint management of access provision").

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: Under Integrating Activities, what does it mean virtual access?

For the definition of the two access categories, please refer to the section “Specific features for research infrastructures, C. Integrating Activities, (ii) Trans-national and/or virtual access activities” on pp. 72-73 of the Work Programme 2016-2017.
Virtual Access means “access to resources needed for research through communication networks without selecting or even identifying the researchers to whom access to resources is provided. Examples of virtual access activities are databases available via Internet, or data deposition services. Only virtual services widely used by the community of European researchers will be supported, therefore the services offered under a project shall be periodically assessed by an external board”. As these services are already freely available, there is no need for a competitive selection of users and therefore no need to set up a selection panel. There is no need to identify users either. However, user identification may still be necessary as part of virtual access when this is subject to specific requirements such as registration, authentication and/or authorisation of users (e.g. for access to sensitive data). Clearly there is no need for users to visit the infrastructure to get access and no need to define a unit of access. The access provider will still need to publicise widely the access offered and set up an external board to periodically assess the services offered, as only virtual services widely used by the community of European researchers will be supported. The service assessment report must be provided to the EC together with statistics on the access offered during the project, e.g. quantity, geographical distribution of users and, when possible, information/statistics on scientific outcomes acknowledging the use of the infrastructure (publications, patents, etc.).

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. How is the funding of the data management plan evaluated?

The development of a data management plan is part of the GA and, like for any other action under a grant, the budget must be justified by the foreseen activities.

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: Under Integrating Activities, what means trans-national access and what is the difference between remote trans-national access and virtual access?

Trans-national Access means “To provide 'free of charge' trans-national access to researchers or research teams including from industry to one or more infrastructures among those operated by participants. These access activities should be implemented in a coordinated way such as to improve the overall services available to the research community. Access may be made available to external users, either in person ('hands-on') or through the provision of remote scientific services, such as the provision of reference materials or samples, the performance of sample analysis or sample deposition. … The selection of researchers or research teams shall be carried out through an independent peer-review evaluation of their research projects.”
Note therefore that access provided through communication networks is not automatically virtual access: if such access requires a competitive selection of the users to be served, it is not “virtual access” but “remote trans-national access”. An example of this would be access to a high-performance computer, where the computing cycles are not unlimited and you need to allocate them competitively. Other cases could include services that need project-specific preparatory work (e.g. anonymisation) to enable access to resources via internet. Remote trans-national access requires the definition of a unit of access, the set-up of a selection panel for the selection of users and all the other obligations specified in the Grant Agreement for trans-national access.

INFRAIA-01-2016-2017 & INFRAIA-02-2017: Integrating Activities: Which rules apply for claiming access costs for transnational and virtual access?

The funding rules are laid down in Article 16 of the Model Grant Agreement [ ]. Additional information is contained in the Annotated Model Grant Agreement [ ].
For trans-national access there have been important changes to the funding rules compared to FP7: “Access costs can be supported through the reimbursement of the eligible costs specifically incurred for providing access to the research teams selected for support under the project, or on the basis of unit costs calculated according to the methodology indicated in the Commission Decision C(2013)8199. In the latter case the access costs will be calculated multiplying the unit cost by the quantity of access provided under the grant. The cost of the unit of access to the infrastructure, the unit cost, shall then be indicated in the proposal. A combination of the two methods mentioned above will also be possible.” (footnote 36 on p. 73 of the Work Programme 2016-2017). The  Commission Decision on the use of Unit costs for trans-national access is available on the Participant Portal.
Note also that “a unit of access to the infrastructure shall be identified and precisely defined in the Grant Agreement” to satisfy the reporting requirements (p. 73 of the Work Programme 2016-2017) even if trans-national access costs are to be reimbursed exclusively as direct costs.
Virtual access costs to be claimed are the actual costs specifically incurred for the provision of virtual access to resources. They must not be covered by other EU funds.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. Have all integrating activity areas and all the other topics in the 2014 and 2015 calls been funded?

It was not possible to fund a project for each Integrating activity area. On the other hand, for some of the other topics and areas no proposals were of sufficient maturity to be retained.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. Is the virtual access to e-infrastructures free of charge? Who manages the access to them?

In principle virtual access is free of charge. Each grant is responsible for the management of the access provision.

INFRAIA-02-2017: Integrating activities. Will both steps of the evaluation process of 2-stage proposals be evaluated by external experts?

Yes, first stage by 3 experts per proposal and second stage (full proposal) by 5 experts. Evaluators will not be necessarily the same in the two stages however evaluators in stage 2 will have full access to stage 1 results.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. EINFRA-2016-2017. What is the difference between INFRAIA and EINFRA-2016-2017 calls?

EINFRA focuses on ICT-based infrastructures. Integrating activities are focussing on bringing together existing infrastructures and offering integrated services. Of course even integrating activities include ICT activities as the management of data and ICT systems are growing components in each research infrastructure.

INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities. What about the long-term curation of the data?

A grant can only support the costs for long-term curation of data that are incurred during the grant lifecycle. Therefore there are no specific funds allocated for this activity outside the grants.The Commission is investigating the development of cloud solution funded at EU-level for storing research data.

INFRAIA-01-2016-2017 Integrating Activities: The Call addresses “'Advanced Communities' whose research infrastructures show an advanced degree of coordination and networking at present, attained, in particular, through Integrating Activities awarded under previous Framework Programmes. The strongest impact for these communities will be expected typically to arise from focusing on innovation aspects and on widening trans-national and virtual access provision.” Does this mean that it is assumed that networking activities are considered to have already exhausted their role in the previous IA and that the strongest impact is indeed expected from innovation actions, read Joint Research Activities?

 "Innovation aspects” do not automatically equate to “innovation actions” or “Joint Research Activities”. For further guidance, please consider in detail the statements on innovation in text of the Call, in particular:

1.The “scope” section of the IA call on p. 16: “Integrating Activities in particular should contribute to fostering the potential for innovation, including social innovation, of research infrastructures by reinforcing the partnership with industry, through e.g. transfer of knowledge and other dissemination activities, activities to promote the use of research infrastructures by industrial researchers, involvement of industrial associations in consortia or in advisory bodies.”

2.The “expected impact” section on p. 22: “Innovation is fostered through a reinforced partnership of research organisations with industry.”

“Industry” can be interpreted as all industry including small and medium-sized enterprises (SMEs). It is up to the proposers to determine which kind of activity within a project and consortium would be best suited to make such a contribution and to achieve the desired impact, including on innovation aspects. It should be kept in mind also that Integrating Activities need to include all three kinds of activities: Joint Research, Networking, Trans-national/Virtual Access.

RESEARCH INFRASTRUCTURES WP 2016-2017: EINFRA

How can the countries, which are not part of the relevant initiatives, eg PRACE, be integrated into the European Open Science cloud? The methods and approaches created in PRACE are owned by the consortium and there is no interaction with countries which have no beneficiaries in the respective project.

There is a change of focus in the Work Programme 2016-2017. Previous focus was on platforms and infrastructures, now on service provision for the scientific community. Those who are not part yet must show how they provide unique services relevant to the community in relation with the EOSC and engage with relevant initiatives. 

How are proposers to EINFRA-12-2017 expected to take the INFRADEV-04-2016 projects into account? At proposal stage or afterwards? How will this be handled concretely?

At the time of the deadline we will not know much about the project  selected under INFRADEV-04-2016. However, proposers for EINFRA-12-2017 are advised to foresee work packages for cooperation with that project.

EINFRA-2016-2017. INFRAIA-01-2016-2017; INFRAIA-02-2017: Integrating activities.What is the difference between INFRAIA and EINFRA-2016-2017 calls?

EINFRA focuses on ICT-based infrastructures. Integrating activities are focussing on bringing together existing infrastructures and offering integrated services. Of course even integrating activities include ICT activities as the management of data and ICT systems are growing components in each research infrastructure.

EINFRA-21-2017: Platform-driven e-infrastructure innovation: In order for NCPs to be prepared to answer questions on relatively new funding instruments, we would like to receive information from the Commission on instruments such as Public Procurement of Innovative Solutions. To what extend does the Commission expect RI NCP familiarity with these tools? 

Two informative links on procurement instruments are included for your convenience:

For PPIs: https://ec.europa.eu/digital-agenda/en/public-procurement-innovative-solutions

Some FAQs (mixed between PCP and PPIs, very extensive...): https://ec.europa.eu/digital-agenda/news/frequently-asked-questions-about-pcp-and-ppi

The PPI mentioned in EINFRA-21-2017 is for public procurers in the area of HPC (which is already an extremely reduced circle of entities) they should be aware of this instrument so we do not expect that you will be overloaded with questions.

 

 RESEARCH INFRASTRUCTURES WP 2016-2017: INFRAINNOV

INFRAINNOV-01-2017. Fostering co-innovation for future detection and imaging technologies: The call text states that "The financial support to third parties is the primary aim of the action.” How much of the budget is expected to be used to support third parties? Is it possible to attribute bigger budgets for the realisation of demonstrators?

 

As the contribution to third parties is the primary aim of the action, most of the budget should be used for the cascade granting.

According to Ar. 137 of the Model Grant Agreement (MGA), for cascade granting   "the amounts concerned are small, except where the financial support is the primary aim of the action". Usually, the limit to cascade grants is 60 000 each. However, given that the work programme states that contribution to third parties is the primary aim of the action, this limit should not apply for topic INFRAINNOV-1. On the other side we do not expect amounts substantially larger than this.

The call should aim at triggering a large number of applications in this field and supporting a relevant number of them.

INFRAINNOV-01-2017: Fostering co-innovation for future detection and imaging technologies. Which types of actors and communities this initiative strives to address?

This initiative addresses research infrastructures which, for the supply of advanced solutions for their construction and upgrade, engage both their research communities in Europe and the industry (including SMEs).
This action allows for the provision of financial support to third parties in line with the conditions set out in Part K of the General Annexes. The financial support to third parties is the primary aim of the action.

INFRAINNOV-02-2016: Support to Technological Infrastructures: Are there any additional information on the definition and scope of "Technological Infrastructures"?

Large-scale platforms combining R&D (Research and Development) focussed on technological needs of Research Infrastructures, integration and validation can be viewed as Technological Infrastructures. They provide longer-term visibility and involvement of industry in scientific and technological advancements. Technological Infrastructures permit the creation of a more efficient integrated ecosystem between academic laboratories working with Research Infrastructures, large companies as well as SMEs, motivated by the innovative environment and the market opportunities created by the Research Infrastructure needs.

EUROPEAN FUNDING INSTRUMENTS

What are the typical steps taken by InnovFin to fund research infrastructures and how long does the process take?

Between the first contact and the signature of the contract there is typically a period of 4 to 6 months. During the initial contact the context will be established. What is the situation of the institution (new or existing RI), is it allowed to receive financing facility? The processes of the institution and of InnovFin have also to be aligned.

Can loan financing from EIB and structural funds be combined?

This has already been done in Eastern Europe: the largest part financed by structural funds and the rest by EIB loan. The combination is possible, with a lot of constraints.

Can non-EU states, members of a RI, use structural funds to support the project, if the money is not used for itself but for the benefit of a member state?

Structural funds can only be used within the EU territory. The only exception is if an institution wants to buy services from outside the EU.